Ex Parte Meeting for Proposed Rule 80 FR 78824
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Title:
Meeting with Delta Strategy Group
Ex Parte No:
1151
Date:
2/24/2016
Meeting Date:
Wednesday, February 24, 2016
CFTC Staff:
Sharon Bowen
Justin Slaughter
Organization(s):
RGM Advisors
Deutsche Bank Securities
Delta Strategy Group
DRW Trading Group
External Attendees:
Richard Gorelick (RGM Advisors)
Greg Wood (Deutsche Bank Securities)
Scott Parsons (Delta Strategy Group)
Jim Newsome (Delta Strategy Group)
Christopher Zuehlke (DRW Trading Group)
Additional Information:
Participants discussed the CFTC’s proposed rulemaking on auomated trading Regulation AT rulemaking, including the subject of pre-trade risk controls and new registration requirements.
