Meeting Date:
Wednesday, February 24, 2016
CFTC Staff:
Sharon Bowen
Justin Slaughter
Organization(s):
RGM Advisors
Deutsche Bank Securities
Delta Strategy Group
DRW Trading Group
External Attendees:
Richard Gorelick (RGM Advisors)
Greg Wood (Deutsche Bank Securities)
Scott Parsons (Delta Strategy Group)
Jim Newsome (Delta Strategy Group)
Christopher Zuehlke (DRW Trading Group)
Additional Information:
Participants discussed the CFTC’s proposed rulemaking on auomated trading Regulation AT rulemaking, including the subject of pre-trade risk controls and new registration requirements.
