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Ex Parte Meeting for Proposed Rule 79 FR 59898

  • Title:
    Meeting with Investment Company Institute

    Ex Parte No: 1001
    Date: 3/6/2015

    Meeting Date:

    Friday, March 6, 2015

    CFTC Staff:

    Tim Massad, Lawranne Stewart, Ward P. Griffin

    Organization(s):

    The Vanguard Group (Vanguard), T. Rowe Price Group, Inc. (TROW), Harbor Capital Advisors, Inc.,  Investment Company Institute (ICI)

    External Attendees:

    William C. Thum (Vanguard), Predrag Rogić (TROW), Erik Ojala (Harbor Capital Advisors, Inc.), Paul S. Stevens (ICI), David W. Blass, (ICI), Sarah A. Bessin, Sr. (ICI), Jennifer S. Choi, Sr. (ICI)

    Additional Information:

    Participants discussed 79FR59898--uncleared margin.

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