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Comment for Proposed Rule 77 FR 11345

  • From: Ex Parte Communication
    Investment Company Institute (ICI)

    Comment No: 58730
    Date: 8/9/2012

    Comment Text:

    To: The Comment File

    From: Ehrstein, Michael W.

    Date: 8/9/2012

    Re: Meeting w/ ICI to discuss 4.5 Harmonization

    Meeting Date: Thursday, August 09, 2012

    CFTC Staff: Michael Ehrstein, Hannah Ropp, Peter Sanchez and Sue McDonough

    Organization(s): ICI

    External Attendees: Cary Meer (KL Gates), Kerrie McMillan (ICI), Sarah Bessin (ICI), Particia Louie (AXA Equitable) and Karen Skidmore (Franklin Templeton)

    Additional Information: Meeting to discuss industry concerns with compliance obligations

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