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Comment for Proposed Rule 76 FR 13101

  • From: Ex Parte Communication

    Comment No: 45782
    Date: 6/22/2011

    Comment Text:

    Meeting with NGX

    Tuesday, June 21, 2011

    Memo from Jacob Preiserowicz

    Meeting Participants:

    Peter Krenkel
    Cheryl Graden
    Paul Architzel (WilmerHale)

    Ananda Radhakrishnan
    Sarah Josephson
    Phyllis Dietz
    Eileen Donovan
    Lois Gregory
    John Kean
    Jonathan Lave
    Alicia Lewis
    Julie Mohr
    Anne Polaski
    Jacob Preiserowicz

    Additional info:
    Participants discussed the proposed rules on DCO financial resources, information management, general requirements, governance, conflicts of interest, risk management, and straight-through processing. The participants discussed the following specific issues, which were also addressed in NGX comment letters: composition of governing boards, use of letters of credit for a guaranty fund and as collateral, daily reporting, settlement banks, fee disclosure, and effective dates.

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