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Comment for Proposed Rule 75 FR 70881

  • From: Stephen M Kohn
    Organization(s):
    National Whistleblowers Center

    Comment No: 44682
    Date: 6/3/2011

    Comment Text:

    To whom it may concern:

    Attached please find comments from the National Whistleblowers Center on the CFTC's proposed rules for Designation of a Chief Compliance Officer; Required Compliance Policies; and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant.

    Sincerely,

    Stephen M. Kohn
    Executive Director
    National Whistleblowers Center
    3238 P Street, NW
    Washington, DC 20007
    Phone 202-342-1903
    Fax 202-342-1904