Font Size: AAA // Print // Bookmark

Comment for Proposed Rule 75 FR 76139

  • From: Ex Parte Communication
    Organization(s):
    Securities and Exchange Commission ("SEC")
    Depository Trust & Clearing Corporation (“DTCC”)

    Comment No: 42309
    Date: 4/21/2011

    Comment Text:

    Meeting with DTCC

    Thursday, April 21, 2011

    Memo from
    Steiner, Jeffrey L.

    CFTC Staff :
    Jeff Steiner
    George Pullen
    John Rogers
    Andy Thatai
    David Taylor
    Irina Leonova

    External Attendees :
    Tom Eady (SEC)
    Craig Lewis (SEC)
    Matt Carruth (SEC)
    Natasha Cowen (SEC)
    Geoff Pemble (SEC)
    Kathleen Gray (SEC)
    Yvonne Fraticelli (SEC)
    Dan Cohen (DTCC)
    Ian McLelland (DTCC)
    Peter Axilrod (DTCC)
    Stuart MacBeth (by phone) (DTCC)

    Additional Information :
    On April 21, 2011 representatives of the CFTC and the SEC met with representatives of the DTCC.  At the meeting, DTCC provided their views on product identifiers and other issues relating to reporting and real-time reporting.  Specifically, DTCC representatives discussed the in-flow of data needed for real-time reporting.

Edit
No records to display.