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Comment for Proposed Rule 75 FR 80174

  • From: Ex Parte Communication
    Organization(s):
    Athilon Structured Investment Advisors LLC (Athilon)
    Sullivan & Cromwell

    Comment No: 42285
    Date: 4/18/2011

    Comment Text:

    Definitions Meeting with Athilon

    Monday, April 18, 2011

    Memo from
    Fajfar, Mark

    CFTC Staff :
    Mark Fajfar
    Anuradha Banerjee
    Thelma Diaz
    Steve Kane
    Greg Kuserk
    Somi Seong
    Lee Ann Duffy
    David Aron
    Julian Hammar

    External Attendees :
    Patrick Gonzalez (Athilon)
    Joseph Bauman (Athilon)
    Yuri Okumura (Athilon)
    Dennis Sullivan (Sullivan & Cromwell)
    Josh Kans (SEC)
    Jeff Dinwoodie (SEC)
    Richard Grant (SEC)

    Additional Information :
    The meeting discussed the issues covered in Athilon's comment letter dated Feb. 17, 2011 (Comment No. 27735).  Athilon elaborated on its proposal that credit derivative product companies (CDPCs) be excluded from the definition of major swap participant.  The meeting also discussed the general characteristics and activities of CDPCs.

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