From:
Ex Parte Communication
Organization(s):
Credit Suisse, Deutsche Bank, Citi, JP Morgan, Barclays, Morgan Stanley, Goldman Sachs, UBS
Comment Text:
Meeting with European Industry Representatives
Tuesday, March 22, 2011
Memo from
Miller, Aaron
CFTC Staff :
Gary Gensler, Jacqueline Mesa
External Attendees :
Karen Newton (Credit Suisse)
Stephen Wolff (Deutsche Bank)
Virginia Airey (Citi)
Andrew Powell (JP Morgan)
Rick Sears (Barclays)
Oliver Stuart (Morgan Stanley)
Paul Christensen (Goldman Sachs)
Andrew Shaw (UBS)
Additional Information :
The industry representatives discussed how the rules would apply to foreign entities that may or may not be registered as swap dealers. They discussed whether the CFTC would rely on foreign regulators of internal business conduct standards. Additionally, they encouraged harmonized data reporting standards in order to simplify back-office work.
