Comment Text:
Video Conference with Vanguard and Fidelity
Wednesday, April 13, 2011
Memo from
DeBord, Jon M
CFTC Staff :
Chairman Gary Gensler (in New York)
Stephen Obie (in New York)
Riva Adriance
Joe Cisewski
Jon DeBord
Phyllis Dietz
Mark Fajfar
Sarah Josephson
Daniel S. Konar II
John Lawton
Susan Nathan
Jeff Steiner
Kevin Walek
Anne Schubert
External Attendees :
Jacques Perold (Fidelity)
Matthew Nevins (Fidelity)
Ann Combs (Vanguard)
John Hollyer (Vanguard)
Gus Sauter (Vanguard)
Bill Thum (Vanguard)
Additional Information :
On April 13, 2011, at 11:15 a.m. EDT, Chairman Gensler and Commission staff held a video conference with representatives of Fidelity Investments and Vanguard. Topics discussed included implementation of Dodd-Frank final rules, open access to derivatives clearing organizations, straight-through processing for cleared swaps, and procedures for block trade allocations.
