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Comment for Sunshine Act Sunshine Act Meeting: March 25, 2010

  • From: Timothy J Trott
    Organization(s):
    UBS Financial Services Inc

    Comment No: 20612
    Date: 4/24/2010

    Comment Text:

    10-005
    COMMENT
    CL-00313
    From:
    Sent:
    To:
    Subject:
    [email protected]
    Saturday, April 24, 2010 10:10 AM
    Metals Hearing
    Position Limits
    Have been following with interest the discussions and hearings regarding
    the above-referenced issue. While initially opposed and then nuetral
    regarding position limits, I now feel that these are needed. As I have
    come to understand the issue more, I feel there are no other good
    alternatives. MORE IMPORTANTLY, TESTIMONY GIVEN AT YOUR RECENT HEARINGS
    SOLIDIFIED IN MY MIND THAT THE LACK OF LIMITS HAS RESULTED IN UNINTENDED
    CONSEQUENCES. Position limts would go a long way towards elliminating
    these activities.
    Timothy J. Trott,CFP
    Vice President- Investments
    Advisory & Brokerage Services
    UBS Financial Services, Inc.
    100 State Street, Suite 460
    Erie, Pa. 16507
    Tel. 814-461-7006
    Fax 814-453-7522
    Toll Free 800-356-4074 EXT 7006
    timothy.trott @ubs. corn
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