Public Comments

Public Information Collection  89 FR 101570  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  89 FR 92908  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0104: Clearing Exemption for Swaps Between Certain Affiliated Entities.

Public Information Collection  89 FR 105011  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  89 FR 105012  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0074: Core Principles and Other Requirements for Swap Execution Facilities

Public Information Collection  90 FR 8706  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  90 FR 8793  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0075: Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy

Public Information Collection  90 FR 8927  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0094: Clearing Member Risk Management

Public Information Collection  90 FR 9075  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0084: Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants

Public Information Collection  90 FR 11728  //   PDF Version

Agency Information Collection Activities Under OMB Review

General CFTC  Request for Comment on Trading and Clearing of Derivatives on a 24/7 Basis  //   PDF Version

CFTC staff seeks comment on the potential benefits and risks related to trading and clearing derivatives on a 24/7 basis.

General CFTC  Request for Comment on the Trading and Clearing of "Perpetual" Style Derivatives  //   PDF Version

CFTC staff seeks comment on the potential benefits and risks related to the trading and clearing of Perpetual Style Derivatives in CFTC-Regulated Markets.

General CFTC  CFTC's Energy and Environmental Markets Advisory Committee to Meet May 28

CFTC Commissioner Summer K. Mersinger, sponsor of the Energy and Environmental Markets Advisory Committee (EEMAC) will hold a virtual, public meeting from 12:00 p.m. to 1:00 p.m. (EDT) on Wednesday, May 28, 2025.

All submissions provided to the CFTC in any form may be published on the CFTC’s website without review and without removal of personally identifying information.

Public Information Collection  90 FR 15138  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0087: Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants

Public Information Collection  90 FR 15139  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080: Annual Report for Chief Compliance Officer of Registrants

Public Information Collection  90 FR 19472  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  90 FR 19473  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  90 FR 19470  //   PDF Version

Agency Information Collection Activities Under OMB Review

General CFTC  Request for Comment: MIAX Futures NAL Request  //   PDF Version

CFTC staff seeks public comment on proposed no-action relief to MIAX Futures Exchange, LLC (“MIAX Futures”), a designated contract market (“DCM”), pursuant to Commission regulation 140.99.

Public Information Collection  90 FR 19471  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0052: Core Principles & Other Requirements for Designated Contract Markets

Public Information Collection  90 FR 19683  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries, and Exchanges of Futures

Public Information Collection  90 FR 19684  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0089: Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps

Public Information Collection  90 FR 19685  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0070: Real-Time Public Reporting and Block Trade

Public Information Collection  90 FR 19686  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0061: Daily Trade and Supporting Data Reports

Public Information Collection  90 FR 19687  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0078: Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers

Public Information Collection  90 FR 27288  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  90 FR 27289  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  90 FR 24387  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0067, Part 162--Protection of Consumer Information Under the Fair Credit Reporting Act

Public Information Collection  90 FR 31166  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  90 FR 31625  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  90 FR 33927  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  90 FR 33928  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0052: Core Principles & Other Requirements for DCMs

General CFTC  Request for Input on Listing of Spot Crypto Asset Contracts

The CFTC invites all interested stakeholders to submit feedback and suggestions on listing spot crypto asset contracts on a DCM, including section 2(c)(2)(D) of the Commodity Exchange Act, Part 40 of CFTC regulations, and whether there are any implications under the securities laws or regulations with respect to an SEC framework for trading of non-security assets that are part of an investment.

Public Information Collection  90 FR 34245  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  90 FR 34485  //   PDF Version

Agency Information Collection Activities Under OMB Review

Public Information Collection  90 FR 29533  //   PDF Version

Agency Information Collection Activities Notice of Intent To Renew Collection 3038-0099, Process for a Swap Execution Facility or Designated Contract Market To Make a Swap Available To Trade

Public Information Collection  90 FR 29534  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0017, Market Surveys

Public Information Collection  90 FR 30055  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0111: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements

Public Information Collection  90 FR 36027  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0085: Rule 50.50 End-User Notification of Non-Cleared Swap

Public Information Collection  90 FR 36028  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0102: Clearing Exemption for Certain Swaps Entered Into by Cooperatives

Public Information Collection  90 FR 36147  //   PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0088: Swap Documentation

Public Information Collection  90 FR 37473  //   PDF Version

Agency Information Collection Activities: Proposed Collection, Comment Request