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Comments for Proposed Rule 76 FR 13101

Proposed Rule  76 FR 13101  //  Open PDF Version PDF Version

17 CFR Parts 23, 37, 38, and 39 Requirements for Processing, Clearing, and Transfer of Customer Positions

Open Date: 3/10/2011
Closing Date: 4/11/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

76 FR 69334 ,  11/8/2011  //  Open PDF Version PDF Version

17 CFR Parts 1, 21, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

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 64 items in 7 pages
04/15/201176 FR 13101Ex ParteCommunicationBlue Mountain Capital Management LLC (Blue Mountain) Citadel, Delta Strategy Group (Delta) D.E. Shaw Group (D.E. Shaw) DRW Trading Group (DRW) Tudor Investment Corporation (Tudor)
04/15/201176 FR 13101Ex ParteCommunicationBlue Mountain Capital Management LLC (Blue Mountain)


Citadel, Delta Strategy Group (Delta)


D.E. Shaw Group (D.E. Shaw)


DRW Trading Group (DRW)


Tudor Investment Corporation (Tudor)
04/19/201176 FR 13101JamesCawleySwaps & Deriavitives Market Association (SDMA)
05/10/201176 FR 13101Ex ParteCommunicationCitadel
05/19/201176 FR 13101Ex ParteCommunicationJavelin
05/31/201176 FR 13101PeterKrenkelNatural Gas Exchange Inc. (NGX)
06/01/201176 FR 25274KyleBrandonFIA FSR IIB IRI ISDA SIFMA U.S. Chamber of Commerce
06/02/201176 FR 25274ChrisYoungISDA
06/03/201176 FR 25274DennisKelleherBetter Market, Inc.
06/03/201176 FR 13101WilliamNavinThe Options Clearing Corporation