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Comments for Proposed Rule 76 FR 1214

Proposed Rule  76 FR 1214  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

 

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Open Date: 1/7/2011
Closing Date: 3/8/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

78 FR 33476 ,  6/4/2013  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

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 241 items in 25 pages
02/25/201176 FR 1214DavidNeal 
02/28/201176 FR 1214AubreyBaillieCanDeal.ca Inc.
03/02/201176 FR 1214DexterSenftMorgan Stanley
03/03/201176 FR 1214Ex ParteCommunicationNational Futures Association (NFA)
03/07/201176 FR 1214ChrisYoungISDA
03/07/201176 FR 1214NicholasStephanPhoenix Partners Group LP
03/08/201176 FR 1214UnknownUnknownAmericans for Financial Reform
03/08/201176 FR 1214RichardMcVeyMarketAxess Holdings Inc.
03/08/201176 FR 1214JamesCawleySwaps & Derivatives Market Association (SDMA)
03/08/201176 FR 1214JohnNixonICAP North America Inc.