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Comments for Proposed Rule 76 FR 1214

Proposed Rule  76 FR 1214  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

 

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Open Date: 1/7/2011
Closing Date: 3/8/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

78 FR 33476 ,  6/4/2013  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

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 241 items in 25 pages
12/12/201176 FR 1214ThomasGlocerThomson Reuters
12/13/201176 FR 1214Ex ParteCommunicationNFA
01/18/201276 FR 1214Ex ParteCommunicationBloomberg
01/18/201276 FR 1214Ex ParteCommunicationWilliams & Jensen


Bloomberg
01/27/201276 FR 1214Ex ParteCommunicationTradeweb


Ogilvy Govt Relations
02/01/201276 FR 1214Ex ParteCommunicationSURFACExchange
02/02/201276 FR 1214Ex ParteCommunicationNFA
02/09/201276 FR 25274Ex ParteCommunicationGoldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group
02/14/201276 FR 1214Ex ParteCommunicationICAP
02/14/201276 FR 1214Ex ParteCommunicationICAP