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Comments for Proposed Rule 76 FR 1214

Proposed Rule  76 FR 1214  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

 

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Open Date: 1/7/2011
Closing Date: 3/8/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

78 FR 33476 ,  6/4/2013  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

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 241 items in 25 pages
06/23/201176 FR 1214Ex ParteCommunicationOgilvy GR
Geneva Energy Markets
Geneva Trading
06/22/201176 FR 1214Ex ParteCommunicationSpring Trading, LLC (Spring Trading)
Ogilvy Government Relations (Ogilvy)
06/15/201176 FR 25274ErnestEdselACM Capital Management
06/15/201176 FR 1214Ex ParteCommunicationWMBAA, BGC, GFI, ICAP, Tradition, Tullett Prebon, Patton Boggs
06/15/201176 FR 25274Ex ParteCommunicationWMBAA, BGC, GFI, ICAP, Tradition, Tullett Prebon, Patton Boggs
06/15/201176 FR 1214Ex ParteCommunicationICAP
06/13/201176 FR 25274HalScottCommittee on Capital Markets Regulation
06/13/201176 FR 25274TimothySelbyCommittee on Futures and Derivatives Regulation; Bar Association of the City of New York
06/10/201176 FR 1214LarryThompsonThe Depository Trust & Clearing Corporation
06/10/201176 FR 1214JohnGidmanThe Association of Institutional INVESTORS