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Comments for Proposed Rule 75 FR 80174

Proposed Rule  75 FR 80174  //  Open PDF Version PDF Version

17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

Open Date: 12/21/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 30596 ,  5/23/2012  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1; Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

77 FR 39626 ,  7/5/2012  //  Open PDF Version PDF Version

 17 CFR Part 1 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''; Correction

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 1095 items in 110 pages
02/04/201175 FR 80174Ex ParteCommunicationVanguard Goldman Sachs Asset Management Pimco Wellington Management Co., LLP Fidelity Investments SIFMA AMG Davis Polk & Wardwell LLP
02/22/201175 FR 80174GusSauterVanguard
02/10/201175 FR 80174BJD'MilliUS Citizen
02/22/201175 FR 80174MichaelGreenbergerUniversity of Maryland School of Law
03/04/201175 FR 80174CarlLevinUnited States Senate
06/03/201176 FR 25274DouglasFriedmanTradeweb Markets LLC
12/21/201075 FR 80174Ex ParteCommunicationTom Quaadman (US Chamber of Commerce) Christina Crooks (Financial Executives International) Mark Barber (General Electric) Renuka Gupta (General Electric) Joe Siu (Chatham Financial) Luke Zubrod (Chatham Financial) Michael Bopp (Gibson Dunn) Amanda Neely (Gibson Dunn) Participated by phone: Kirk Freeman (NAREIT) Nathan Graham (Procter & Gamble) Ed Perry (IBM) Tammy Evans (IBM) Jim Harshaw (General Motors) Tom Deas (National Association of Corporate Treasurers and FMC Corporation) Jim Allison (ConocoPhillips) Keith Doliver (Microsoft) Joshua Kans (SEC) Richard Grant (SEC) Peter Curley (SEC)
02/22/201175 FR 80174UtilityGroupThe Utility Group
05/04/201175 FR 80174Ex ParteCommunicationThe Prudential Insurance Company of America (Prudential)


Sullivan & Cromwell (S&C)


U.S. Securities and Exchange Commission (SEC)
02/22/201175 FR 80174JackHartingsThe Peoples Bank Co