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Comments for Proposed Rule 89 FR 19646

Proposed Rule  89 FR 19646  //  Open PDF Version PDF Version

17 CFR Parts 37 and 38 Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions

Open Date: 2/20/2024
Closing Date: 4/22/2024
Extended Date: 5/13/2024
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03/24/202489 FR 19646DeniseBentJoint Compliance Committee
04/22/202489 FR 19646ChristopherLeonard-AppletonLondon Stock Exchange Group
05/10/202489 FR 19646GregEnglebertN/A
05/13/202489 FR 19646Industry CCOConcerned Compliance Officer 
05/13/202489 FR 19646SteveHumenikCrypto.com | Derivatives North America
05/13/202489 FR 19646MichaelMargolisCboe Global Markets, Inc.
05/13/202489 FR 19646JosephKamnikMiami International Holdings, Inc.
05/13/202489 FR 19646AndrewFurmanAEGIS Markets
05/13/202489 FR 19646JonathanMarcusCME Group
05/13/202489 FR 19646SergeAgbreNodal Exchange, LLC