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Comments for Proposed Rule 83 FR 52902

Proposed Rule  83 FR 52902  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors

Open Date: 10/18/2018
Closing Date: 12/17/2018
See also:
84 FR 67343 ,  12/10/2019  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person

84 FR 67355 ,  12/10/2019  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators (CPOs) and Commodity Trading Advisors: Family Offices and Exempt CPOs

85 FR 40877 ,  7/8/2020  //  Open PDF Version PDF Version

17 CFR Part 4  Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications

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 40 items in 4 pages
12/07/201883 FR 52902PaulArchitzelWilmerHale
12/17/201883 FR 52902ChristopherAugusteKramer Levin Naftalis & Frankel LLP
12/17/201883 FR 52902MoniqueBotkinInvestment Adviser Association
12/11/201883 FR 52902Ex ParteCommunicationWillkie Farr & Gallagher, Fried Frank
06/13/201983 FR 52902Ex ParteCommunication

SIFMA AMG

SIFMA AMG

Wellington

T. Rowe Price

Vanguard

Stradley Ronon

Voya

MFS

06/13/201983 FR 52902Ex ParteCommunication

SIFMA AMG

SIFMA AMG

Wellington

T. Rowe Price

Vanguard

Stradley Ronon

Voya

MFS

06/24/201983 FR 52902Ex ParteCommunication

IAA

IAA

Nuveen Investments

K&L Gates, LLP

K&L Gates, LLP

IAA

 

08/21/201983 FR 52902Ex ParteCommunication

SIFMA AMG

T. Rowe Price

Stradley Ronon Stevens & Young, LP

Wellington Management

12/17/201883 FR 52902AndrewCrossPerkins Coie LLP
12/13/201883 FR 52902ToddFlunkerMarshall Street Capital, Inc.