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Comments for Proposed Rule 82 FR 21330

Proposed Rule  82 FR 21330  //  Open PDF Version PDF Version

17 CFR Part 3 Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments

Open Date: 5/8/2017
Closing Date: 7/7/2017
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Date ReceivedReleaseFirst NameLast NameOrganizationEdit
05/16/201782 FR 21330ChrisBarnard 
06/07/201782 FR 21330Ex ParteCommunicationSIFMA FIA
06/24/201782 FR 21330KasseyOulhadjAutomated Compliance Management