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Comments for Proposed Rule 81 FR 96704

Proposed Rule  81 FR 96704  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150 and 151 Position Limits for Derivatives

Open Date: 12/30/2016
Closing Date: 2/28/2017
See also:
78 FR 76787 ,  12/19/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

81 FR 38458 ,  6/13/2016  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

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 472 items in 10 pages
01/22/201580 FR 200ChristopherMillerBeef Northwest Feeders, LLC
01/22/201579 FR 71973KevinBattehThe Commodity Markets Council
01/22/201579 FR 71973SueTaylorLeprino Foods Company
01/22/201580 FR 200KevinPeach Farmers elv co of Honeyford.
01/22/201579 FR 71973SueTaylor 
01/22/201579 FR 71973SeanCotaSeanCota.com
01/22/201579 FR 71973SteveSuppanInstitute for Agriculture and Trade Policy Americans for Financial Reform
01/22/201579 FR 71973JimColluraCommodity Markets Oversight Coalition
02/13/201580 FR 10022RobertCreamerGeneva Trading USA, LLC
02/25/201580 FR 10022Ex ParteCommunicationSouthern Company
03/16/201578 FR 76787Ex ParteCommunicationCitadel LLC, Convexity Capital Management, D.E. Shaw Group, Delta Strategy Group, King Street Capital Management, L.P., Managed Funds Association, Millennium Management, LLC, Moore Capital Management, Tudor Investment Corp.
03/16/201579 FR 30762Ex ParteCommunicationCitadel LLC, Convexity Capital Management, D.E. Shaw Group, Delta Strategy Group, King Street Capital Management, L.P., Managed Funds Association, Millennium Management, LLC, Moore Capital Management, Tudor Investment Corp.
03/16/201579 FR 37973Ex ParteCommunicationCitadel LLC, Convexity Capital Management, D.E. Shaw Group, Delta Strategy Group, King Street Capital Management, L.P., Managed Funds Association, Millennium Management, LLC, Moore Capital Management, Tudor Investment Corp.
03/16/201579 FR 71973Ex ParteCommunicationCitadel LLC, Convexity Capital Management, D.E. Shaw Group, Delta Strategy Group, King Street Capital Management, L.P., Managed Funds Association, Millennium Management, LLC, Moore Capital Management, Tudor Investment Corp.
03/17/201580 FR 10022Ex ParteCommunicationPerdue AgriBusiness, The Andersons Inc., Nidera US LLC, Advance Trading Inc.,  ABN AMRO Chicago Clearing LLC, Grain Service Corp., Cargill Inc., The Linn Group, INTL FCStone, The Scoular Co., CGB Enterprises Inc., Bunge North America Inc., Archer Daniels Midland Co., Lansing Trade Group
03/20/201580 FR 10022JingWuThe University of Chicago Booth School of Business
03/26/201580 FR 10022MichaelCosgroveVectra Capital LLC
03/26/201580 FR 10022ChrisYoungISDA
03/28/201580 FR 10022AldoCaliariRightingFinance
03/30/201580 FR 10022MarkusHennWEED - World Economy, Ecology & Development
03/30/201580 FR 10022AudreyHirschfeldICE Futures U.S., Inc.
03/30/201580 FR 10022JenniferFordhamNatural Gas Supply Association
03/30/201580 FR 10022AaronNyquistMinneapolis Grain Exchange, Inc.
03/30/201580 FR 10022MelissaMitchellElectric Power Supply Association
03/30/201580 FR 10022ArushiSharma FrankAmerican Gas Association
03/30/201580 FR 10022LisaYohoBG Energy Merchants, LLC
03/30/201580 FR 10022StevenNelsonSempra Energy
03/30/201580 FR 10022JenniferHanManaged Funds Association
03/30/201580 FR 10022LopaParikhEdison Electric Institute
03/30/201580 FR 10022DavidPerlmanCoalition of Physical Energy Companies (COPE)
03/30/201580 FR 10022TysonSlocumPublic Citizen, Inc.
03/30/201580 FR 10022KevinBattehCommodity Markets Council
03/30/201580 FR 10022WaltLukkenFIA
03/30/201580 FR 10022RussellWassonNational Rural Electric Cooperative Association American Public Power Association Large Public Power Council
03/30/201580 FR 10022SteveSuppanInstitute for Agriculture and Trade Policy
03/30/201580 FR 10022PhillipLookadooInternational Energy Credit Association
03/30/201580 FR 10022PaulHughesSouthern Company Services, Inc.
03/30/201580 FR 10022PaigeLockettEDF Trading North America, LLC
03/30/201580 FR 10022PaulHughesSouthern Company Services, Inc.
03/30/201580 FR 10022JimColluraCommodity Markets Oversight Coalition
04/01/201580 FR 10022Ex ParteCommunicationCargill, Inc. (Cargill)
04/15/201580 FR 10022Ex ParteCommunicationCommercial Energy Working Group, Shell, ConocoPhillips, Vitol Inc.,  Sutherland Asbill & Brennan
04/15/201580 FR 10022Ex ParteCommunicationCommercial Energy Working Group, Shell, ConocoPhillips, Vitol Inc.,  Sutherland Asbill & Brennan
04/28/201580 FR 10022Ex ParteCommunication 
04/28/201580 FR 10022Ex ParteCommunicationCopperwood Asset Management LP (Copperwood), Vectra Capital LLC (Vectra)
05/15/201580 FR 10022Ex ParteCommunicationAmericans for Financial Reform and Public Citizen
06/10/201580 FR 10022Ex ParteCommunicationCommercial Energy Working Group, Shell, ConocoPhillips, Vitol Inc., Phillips 66, Sutherland Asbill & Brennan
06/25/201580 FR 10022Ex ParteCommunicationCargill
07/09/201580 FR 10022Ex ParteCommunicationNatural Gas Supply Association (NGSA), ConocoPhillips and Anadarko
07/20/201580 FR 10022Ex ParteCommunicationCoaltion of Physical Energy Companies and Bracewell & Giuliani