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Comments for Proposed Rule 81 FR 91252

Proposed Rule  81 FR 91252  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 12/16/2016
Closing Date: 3/16/2017
Extended Date: 5/15/2017
See also:
82 FR 13971 ,  3/16/2017  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants

85 FR 57562 ,  9/15/2020  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

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 45 items in 5 pages
03/31/201781 FR 91252ExParteSIFMA
03/09/201781 FR 91252Ex ParteCommunicationShell Trading
03/09/201781 FR 91252Ex ParteCommunicationCleary Gottlieb
03/09/201781 FR 91252Ex ParteCommunicationJefferies LLC
01/08/201881 FR 91252Ex ParteCommunicationMorgan Stanley
09/18/201981 FR 91252Ex ParteCommunicationJefferies LLC
10/02/201981 FR 91252Ex ParteCommunicationWells Fargo Bank, N.A.
02/26/202082 FR 13971Ex ParteCommunicationMorgan Stanley
02/26/202081 FR 91252Ex ParteCommunicationMorgan Stanley
05/27/202081 FR 91252Ex ParteCommunicationGoldman Sachs