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Comments for Proposed Rule 81 FR 51824

Proposed Rule  81 FR 51824  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons

Open Date: 8/5/2016
Closing Date: 9/6/2016
See also:
83 FR 52902 ,  10/18/2018  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors

85 FR 35820 ,  6/12/2020  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools

85 FR 78718 ,  12/7/2020  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Intermediaries

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 53 items in 6 pages
12/05/201883 FR 52902MARCROSENBERGMCLAUGHLIN & STERN LLP
12/17/201883 FR 52902SarahSeversonSchiff Hardin LLP
12/17/201883 FR 52902SarahSevesonSchiff Hardin LLP
12/17/201883 FR 52902JasonSilversteinSIFMA Asset Management Group
09/13/201983 FR 52902JasonSilversteinAsset Management Group (AMG); Securities Industry and Financial Markets Association (SIFMA); Investment Adviser Association (IAA); Willkie Farr & Gallagher LLP; Fried, Frank, Harris, Shriver & Jacobson LLP
08/11/202085 FR 35820JasonSilversteinAMG, AIMA, IAA, ICI Global, MFA
09/02/201681 FR 51824faithspauldingstudent
12/13/201883 FR 52902DebraStetterSchiff Hardin LLP
11/28/201883 FR 52902TimTerryThe Private Investor Coalition, Inc.
08/11/202085 FR 35820WilliamThumThe Vanguard Group, Inc.