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Comments for Proposed Rule 79 FR 37973

Proposed Rule  79 FR 37973  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

Open Date: 7/3/2014
Closing Date: 8/4/2014
See also:
78 FR 68946 ,  11/15/2013  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

78 FR 75680 ,  12/12/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

78 FR 76787 ,  12/19/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 2394 ,  1/14/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 3547 ,  1/22/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions;  Correction

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 58365 ,  9/29/2015  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

81 FR 38458 ,  6/13/2016  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

81 FR 91454 ,  12/16/2016  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

81 FR 96704 ,  12/30/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150 and 151 Position Limits for Derivatives

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 830 items in 83 pages
12/13/201881 FR 96704Ex ParteCommunicationCME Group
02/20/201981 FR 96704Ex ParteCommunicationCME Group
03/15/201981 FR 96704Ex ParteCommunicationCME Group
04/16/201981 FR 96704Ex ParteCommunicationReed Smith, National Rural Electric Cooperative, American Public Power Association
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07/31/201981 FR 96704Ex ParteCommunicationCME Group
08/15/201981 FR 96704Ex ParteCommunicationReed Smith, Cargill
11/20/201981 FR 96704Ex ParteCommunication

Kara Dutta, ICE

Chloe Cromarty, Mercuria   

Cody Moore, Mercuria      

Mike Ricks, Cargill          

Tom LaSala, CME Group         

Chris Reinhardt, CME Group          

Matt MacKenzie, CME Group         

Deanna Masters, NextEra 

Lindsay Hopkins, Minneapolis Grain Exchange       

Jim Russell, Gavilon         

Reggie Griffith, Louis Dreyfus         

Scott Parsons, Delta Strategy Group

Daniel Austin, Delta Strategy Group

 Gregory Mocek, Allen & Overy

03/11/202178 FR 75680JamesLardnerAmericans for Financial Reform and more than 13,000 individual signers (list of names attached)