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Comments for Orders and Other Announcements 79 FR 4104

Orders and Other Announcements  79 FR 4104  //  Open PDF Version PDF Version

17 CFR Chapter I Concept Release on Risk Controls and System Safeguards for Automated Trading Environments

Open Date: 1/24/2014
Closing Date: 2/14/2014
See also:
78 FR 56542 ,  9/12/2013  //  Open PDF Version PDF Version

17 CFR Chapter I Concept Release on Risk Controls and System Safeguards for Automated Trading Environments

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 61 items in 7 pages
01/30/201479 FR 4104ChrisBarnard 
12/11/201378 FR 56542HollyBellThe Mercatus Center at George Mason University
12/12/201378 FR 56542JayBiondoAllston Holdings LLC
12/12/201379 FR 4104JayBiondoAllston Trading LLC
12/09/201378 FR 56542R.BlandIntercontinentalExchange, Inc. (ICE)
02/14/201479 FR 4104TrabueBlandICE
12/30/201378 FR 56542RichardCirilloKing & Splding LLP
11/07/201378 FR 56542Ex ParteCommunicationAlternative Investment Management Association (AIMA) and Crossroads Strategies, LLC
01/22/201478 FR 56542Ex ParteCommunicationFederal Reserve Bank of Chicago
01/30/201478 FR 56542Ex ParteCommunicationMeeting with Brian F. Mannix