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Comments for Industry Filing IF 13-007

Industry Filing  IF 13-007

Requesting Public Comment on Certification from TW SEF LLC to Implement Available-to-Trade Determinations for Certain Interest Rate and Credit Default Swaps

The Commodity Futures Trading Commission (CFTC or Commission) is requesting public comment on a certification from TW SEF LLC (TW SEF) to implement available-to-trade determinations for certain interest rate and credit default swap contracts.  TW SEF submitted its available-to-trade determinations to the Commission on a self-certified basis pursuant to Commission regulations 37.10 and 40.6.  If TW SEF’s submission is deemed certified by operation of Commission regulation 40.6, such swap contracts, whether listed or offered by TW SEF or any other designated contract market (DCM) or swap execution facility (SEF), will be subject to the trade execution requirement under section 2(h)(8) of the Commodity Exchange Act (CEA).  All transactions involving swaps that are subject to the trade execution requirement generally must be executed on either a DCM or a SEF.  In addition, to the extent that such transactions are executed on a SEF, they must be executed in accordance with the execution methods prescribed by Commission regulation 37.9(a)(2).

Open Date: 10/29/2013
Closing Date: 11/29/2013
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01/07/2014IF 13-007ShawnBernardoWholesale Market Borkers' Association Americas (WMBA)
12/04/2013IF 13-007StuartKaswellManaged Funds Association
12/03/2013IF 13-007RichiePragerBlackRock
12/02/2013IF 13-007LouisThorneFortress Liquid Markets
12/02/2013IF 13-007WilliamHinesAlphadyne Asset Management LLC
12/02/2013IF 13-007ThomasDeVitaMKP Capital Management, L.L.C.
12/02/2013IF 13-007WarrenDavisSutherland Asbill & Brennan LLP
11/29/2013IF 13-007AdamCooperCitadel LLC
11/29/2013IF 13-007LillianForeroSutherland, Asbill & Brennan The Commercial Energy Working Group
11/29/2013IF 13-007CarlWilkersonAmerican Council of Life Insurers