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Comments for Industry Filing IF 13-004

Industry Filing  IF 13-004

Requesting Public Comment on Certification from Javelin SEF, LLC to Implement Available-to-Trade Determinations for Certain Interest Rate Swaps

The Commodity Futures Trading Commission (CFTC or Commission) is requesting public comment on a certification from Javelin SEF, LLC (Javelin) to implement available-to-trade determinations for certain interest rate swap contracts.  Javelin submitted its available-to-trade determinations to the Commission on a self-certified basis pursuant to Commission regulations 37.10 and 40.6.  If Javelin’s submission is deemed certified by operation of Commission regulation 40.6, such swap contracts, whether listed or offered by Javelin or any other designated contract market (DCM) or swap execution facility (SEF), will be subject to the trade execution requirement under section 2(h)(8) of the Commodity Exchange Act (CEA).  All transactions involving swaps that are subject to the trade execution requirement generally must be executed on either a DCM or a SEF.  In addition, to the extent that such transactions are executed on a SEF, they must be executed in accordance with the execution methods prescribed by Commission regulation 37.9(a)(2).

Open Date: 10/18/2013
Closing Date: 11/19/2013
Extended Date: 12/2/2013
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10/23/2013IF 13-004SuleymanAhmedAhta Trading
11/20/2013IF 13-004ChrisYoungISDA
11/20/2013IF 13-004DexterSenftMorgan Stanley
11/21/2013IF 13-004RobertHatchThe Financial Services Roundtable
11/21/2013IF 13-004LauraHarperManaged Funds Association
11/25/2013IF 13-004SimonRaykherKepos Capital LP
11/25/2013IF 13-004PaysonSwaffieldEaton Vance
11/29/2013IF 13-004MarcusSchuelerMarkit
11/29/2013IF 13-004CarlWilkersonAmerican Council of Life Insurers