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Comments for Industry Filing IF 13-004

Industry Filing  IF 13-004

Requesting Public Comment on Certification from Javelin SEF, LLC to Implement Available-to-Trade Determinations for Certain Interest Rate Swaps

The Commodity Futures Trading Commission (CFTC or Commission) is requesting public comment on a certification from Javelin SEF, LLC (Javelin) to implement available-to-trade determinations for certain interest rate swap contracts.  Javelin submitted its available-to-trade determinations to the Commission on a self-certified basis pursuant to Commission regulations 37.10 and 40.6.  If Javelin’s submission is deemed certified by operation of Commission regulation 40.6, such swap contracts, whether listed or offered by Javelin or any other designated contract market (DCM) or swap execution facility (SEF), will be subject to the trade execution requirement under section 2(h)(8) of the Commodity Exchange Act (CEA).  All transactions involving swaps that are subject to the trade execution requirement generally must be executed on either a DCM or a SEF.  In addition, to the extent that such transactions are executed on a SEF, they must be executed in accordance with the execution methods prescribed by Commission regulation 37.9(a)(2).

Open Date: 10/18/2013
Closing Date: 11/19/2013
Extended Date: 12/2/2013
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10/23/2013IF 13-004SuleymanAhmedAhta Trading
12/02/2013IF 13-004WilliamHinesAlphadyne Asset Management LLC
11/29/2013IF 13-004CarlWilkersonAmerican Council of Life Insurers
12/02/2013IF 13-004BorisLibermanAQR Capital Management, LLC
12/03/2013IF 13-004RichiePragerBlackRock
11/29/2013IF 13-004AdamCooperCitadel LLC
11/25/2013IF 13-004PaysonSwaffieldEaton Vance
12/02/2013IF 13-004DavidSimsFortress
11/20/2013IF 13-004ChrisYoungISDA