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Comments for Orders and Other Announcements 78 FR 56542

Orders and Other Announcements  78 FR 56542  //  Open PDF Version PDF Version

17 CFR Chapter I Concept Release on Risk Controls and System Safeguards for Automated Trading Environments

Open Date: 9/12/2013
Closing Date: 12/11/2013
See also:
79 FR 4104 ,  1/24/2014  //  Open PDF Version PDF Version

17 CFR Chapter I Concept Release on Risk Controls and System Safeguards for Automated Trading Environments

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 61 items in 7 pages
12/16/201378 FR 56542StevenSchwabTibra Trading America LLC
12/17/201378 FR 56542RichardGorelickRGM Advisors, LLC
12/30/201378 FR 56542RichardCirilloKing & Splding LLP
01/10/201478 FR 56542ChrisConcannonVirtu Financial LLC
01/22/201478 FR 56542Ex ParteCommunicationFederal Reserve Bank of Chicago
01/29/201479 FR 4104DonaldWilson, Jr.DRW Holdings, LLC
01/30/201478 FR 56542Ex ParteCommunicationMeeting with Brian F. Mannix
01/30/201479 FR 4104ChrisBarnard 
01/31/201479 FR 4104RichardGorelickRGM Advisors
02/03/201479 FR 4104MarcusSchuelerMarkit