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Comments for Proposed Rule 77 FR 67866

Proposed Rule  77 FR 67866  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

Open Date: 11/14/2012
Closing Date: 1/14/2013
See also:
78 FR 4093 ,  1/18/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30 and 140 Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

78 FR 68506 ,  11/14/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

79 FR 14174 ,  3/13/2014  //  Open PDF Version PDF Version

17 CFR Part 30 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

79 FR 26831 ,  5/12/2014  //  Open PDF Version PDF Version

17 CFR Part 1 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

79 FR 44125 ,  7/30/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

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 148 items in 15 pages
02/15/201378 FR 4093RobertPickelISDA
02/15/201378 FR 4093KennethNehlsenJefferies Bache, LLC
12/17/201277 FR 67866EliotKasindorfJoDanTraders, LLC
02/15/201378 FR 4093DouglasSchultzJohn Stewart and Associates
01/07/201377 FR 67866DebraKokalJoint Audit Committee
02/14/201378 FR 4093DebraKokalJoint Audit Committee
07/25/201378 FR 4093DebraKokalJoint Audit Committee (JAC)
01/11/201377 FR 67866StevenWallerKOS Capital, LLC
01/11/201377 FR 67866KarlRuhryKPMG LLP
12/10/201277 FR 67866MatthewKripkeKripke Enterprises, President