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Comments for Proposed Rule 77 FR 67866

Proposed Rule  77 FR 67866  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

Open Date: 11/14/2012
Closing Date: 1/14/2013
See also:
78 FR 4093 ,  1/18/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30 and 140 Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

78 FR 68506 ,  11/14/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

79 FR 14174 ,  3/13/2014  //  Open PDF Version PDF Version

17 CFR Part 30 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

79 FR 26831 ,  5/12/2014  //  Open PDF Version PDF Version

17 CFR Part 1 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

79 FR 44125 ,  7/30/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

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 148 items in 15 pages
04/17/201377 FR 67866Ex ParteCommunicationFutures Industry Association (FIA)


National Futures Association (NFA)


Bank of America Merrill Lynch


Barclays
BlackRock


BMO Harris
BNY Mellon


Brown Brothers
CitiGroup


CME Group


Credit Suisse


JP Morgan
Mizuho


State Street
02/13/201378 FR 4093MichaelZuzoloGlobal Commodity Analytics & Consulting LLC
02/14/201378 FR 4093SteveJonesIndependent Trader
12/04/201277 FR 67866ScottHorneInstitute of Scrap Recycling Industries, Inc. (ISRI)
05/08/201378 FR 4093RobertPickelInternational Swaps and Derivatives Association, Inc. (ISDA)
08/27/201378 FR 4093RobertPickelInternational Swaps and Derivatives Association, Inc. (ISDA)
05/20/201377 FR 67866Ex ParteCommunicationInvestment Company Institute
01/14/201377 FR 67866KarrieMcMillanInvestment Company Institute (ICI)
01/14/201377 FR 67866KarrieMcMillanInvestment Company Institute (ICI)
02/15/201378 FR 4093EdwardGreimanIowa Cattlemen's Association