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Comments for Proposed Rule 77 FR 38229

Proposed Rule  77 FR 38229  //  Open PDF Version PDF Version

17 CFR Part 43 Rules Prohibiting the Aggregation of Orders To Satisfy Minimum Block Sizes or Cap Size Requirements, and Establishing Eligibility Requirements for Parties to Block Trades

Open Date: 6/27/2012
Closing Date: 7/27/2012
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Date Received ReleaseFirst NameLast NameOrganizationEdit
08/01/201277 FR 38229ChristopherGiancarloWholesale Market Brokers’ Association, Americas (WMBAA)
07/27/201277 FR 38229TimothyCameronAsset Management Group Securities Industry and Financial Markets Association
07/26/201277 FR 38229SarahBessinInvestment Company Institute (ICI)
07/25/201277 FR 38229armiaabbassinone
07/23/201277 FR 38229ChrisBarnard 
07/11/201277 FR 38229TomMcCabeOneChicago