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Comments for Proposed Rule 77 FR 8332

Proposed Rule  77 FR 8332  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Covered Funds

Open Date: 2/14/2012
Closing Date: 4/16/2012
See also:
79 FR 5808 ,  1/31/2014  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds

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 399 items in 40 pages
02/14/201277 FR 8332JosephSeidelCredit Suisse Securities (USA) LLC
02/09/201277 FR 8332JulianaO'ReillyAmerican Express Company
03/19/201277 FR 8332KathleenBishopNone
02/14/201277 FR 8332KathrynAndrewsCadwalader, Wichersham & Taft LLP
04/13/201277 FR 8332KennethAnderson, Jr.Public Utility Commission of Texas
02/14/201277 FR 8332KieranFallonThe PNC Financial Services Group, Inc.
02/15/201277 FR 8332KimberlyUngerSecurity Traders Association of New York (STANY)
02/14/201277 FR 8332KurtBarrowIHS Inc.
02/13/201277 FR 8332LauraSchisgallSociété Générale (SC)
02/14/201277 FR 8332LawtonCampAllen & Overy LLP on behalf of Bank of Montreal, The Bank of Nova Scotia, Canadian Imperial Bank of Commerce, Deutsche Bank AG, HSBC Global Asset Management, Royal Bank of Canada, Societe Generale, Standard Chartered Bank, and The Toronto-Dominion Bank