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Comments for Proposed Rule 75 FR 80174

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Proposed Rule  75 FR 80174  //  Open PDF Version PDF Version

17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

Open Date: 12/21/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 30596 ,  5/23/2012  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1; Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

77 FR 39626 ,  7/5/2012  //  Open PDF Version PDF Version

 17 CFR Part 1 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''; Correction

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 1095 items in 110 pages
04/22/201175 FR 80174Ex ParteCommunicationRiverside Risk Advisors
04/25/201175 FR 80174DavidPerlmanCoalition of Physical Energy Companies (COPE)
04/28/201175 FR 80174Ex ParteCommunicationConoco Phillips
Hess
Shell Trading
Constellation
Vitol Inc.
Luminant
AGL Resources
BP
NextEra Energy
DTE Energy
Hunton
05/02/201175 FR 80174RichardMillerPrudential Financial
05/02/201175 FR 80174PeterShapiroSwap Financial Group (SFG)
05/04/201175 FR 80174Ex ParteCommunicationThe Prudential Insurance Company of America (Prudential)


Sullivan & Cromwell (S&C)


U.S. Securities and Exchange Commission (SEC)
05/04/201175 FR 80174RussellWassonNational Rural Electric Cooperative Association American Public Power Association Large Public Power Council Edison Electric Institute Electric Power Supply Association
05/05/201175 FR 80174MichaelBoppGibson Dunn & Crutcher
05/05/201175 FR 80174TheodoreParadiseThe Bank of Tokyo-Mitsubishi UFJ, Ltd. Mizuho Corporate Bank, Ltd. Sumitomo Mitsui Banking Corporation
05/05/201175 FR 80174TheodoreParadiseThe Bank of Tokyo-Mitsubishi UFJ, Ltd. Mizuho Corporate Bank, Ltd. Sumitomo Mitsui Banking Corporation