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Comments for Proposed Rule 81 FR 38458

Proposed Rule  81 FR 38458  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

Open Date: 6/13/2016
Closing Date: 7/13/2016
See also:
78 FR 75680 ,  12/12/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

78 FR 76787 ,  12/19/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

81 FR 96704 ,  12/30/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150 and 151 Position Limits for Derivatives

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 706 items in 71 pages
09/20/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
09/19/201680 FR 10022Ex ParteCommunicationManaged Funds Association; Millennium Management LLC; PDT Partners, LLC; and Delta Strategy Group
09/19/201680 FR 10022Ex ParteCommunicationDelta Strategy Group
09/15/201681 FR 38458UnknownUnknownCME Group Inc.
09/15/201681 FR 38458UnknownUnknownCME Group Inc.
09/12/201681 FR 38458KathleenCroninCME Group Inc. (CME Group)
09/01/201681 FR 38458KathleenCroninCME Group Inc.
09/01/201681 FR 38458UnknownUnknownIntercontinental Exchange (ICE)
07/28/201678 FR 75680Ex ParteCommunicationSIFMA AMG


BlackRock


Goldman Sachs Asset Management
07/26/201680 FR 10022Ex ParteCommunicationCME