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Comments for Proposed Rule 75 FR 63732

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Proposed Rule  75 FR 63732  //  Open PDF Version PDF Version

17 CFR Parts 1, 37, 38, 39, and 40 Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest

Open Date: 10/18/2010
Closing Date: 11/17/2010
Extended Date: 6/3/2011
See also:
76 FR 722 ,  1/6/2011  //  Open PDF Version PDF Version

17 CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest

76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

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 1139 items in 114 pages
05/11/201175 FR 63732ChrisBarnard 
05/20/201175 FR 63732ChrisBarnard 
05/24/201176 FR 722ChrisBarnard 
06/08/201175 FR 63732ChrisBarnard 
06/08/201176 FR 722ChrisBarnard 
07/19/201275 FR 63732Ex ParteCommunication"SEF Coalition," namely:


FX Alliance


ICE


Tradeweb


Latham & Watkins


Rich Feuer Anderson
06/03/201176 FR 25274DianaPrestonABA and ABASA
01/11/201176 FR 722UnknownUnknownABA Securities Association; The Clearing House Association L.L.C; Financial Services Roundtable; Futures Industry Association; International Swaps and Derivatives Association; Securities Industry and Financial Markets Association
11/23/201075 FR 63732Stephen SchunemanACCU-Tax Financial Services
06/15/201176 FR 25274ErnestEdselACM Capital Management