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Comments for Proposed Rule 75 FR 80638

Proposed Rule  75 FR 80638  //  Open PDF Version PDF Version

17 CFR Parts 23 and 155 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Open Date: 12/22/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 9734 ,  2/17/2012  //  Open PDF Version PDF Version

17 CFR Parts 4 and 23 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

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 201 items in 21 pages
06/10/201175 FR 80638EdwardRosenFutures Industry Association Institute of International Bankers International Swaps and Derivatives Association Investment Company Institute Securities Industry and Financial Markets Association U.S. Chamber of Commerce
06/09/201175 FR 80638Ex ParteCommunicationSecurities Industry and Financial Markets Association (“SIFMA”)
Goldman Sachs
Morgan Stanley
Nomura
Deutsche Bank
06/06/201175 FR 80638Ex ParteCommunicationAmerican Benefits Counsel (ABC)


Davis Harman
06/03/201176 FR 25274MarcusSchuelerMarkit
06/03/201176 FR 25274GinaGhentMarkitSERV
06/03/201176 FR 25274GinaGhentMarkitSERV
06/03/201176 FR 25274AdamCooperCitadel LLC
06/03/201176 FR 25274JoanneMederoBlackRock, Inc.
06/03/201176 FR 25274RussellWassonNational Rural Electric Cooperative Association American Public Power Association Large Public Power Council Edison Electric Institute Electric Power Supply Association
06/03/201175 FR 80638KentMasonAmerican Benefits Council (ABC) and the Committee on Investment of Employee Benefit Assets (CIEBA)