Comment for Proposed Rule 75 FR 80638
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From:
Ex Parte Communication
Organization(s):
U.S. Department of Labor, Employee Benefits Security Administration (EBSA)
Comment No:
31834
Date:
3/15/2011
Comment Text:
CFTC/DOL Regulatory Harmonization with respect to DOL Proposed Rule on the Definition of Fiduciary
Tuesday, March 15, 2011
Memo from
Kneller, Theodore
CFTC Staff :
Gary Gensler
Tim Karpoff
Dan Berkovitz
Phyllis Cela
Katie Driscoll
Vivek Jain
Ted Kneller
External Attendees :
Phyllis Borzi (EBSA)
Michael Davis (EBSA)
Alan Lebowitz (EBSA)
Ivan Strasfeld (EBSA)
Timothy Hauser (EBSA)
Additional Information :
Attendees met to discuss harmonization of requirements under the Dodd-Frank Act and proposed EBSA rules on the Definition of Fiduciary under the Employee Retirement Income Security Act.
