Font Size: AAA // Print // Bookmark

Comments for Orders and Other Announcements 78 FR 43785

Orders and Other Announcements  78 FR 43785  //  Open PDF Version PDF Version

17 CFR Chapter I Exemptive Order Regarding Compliance With Certain Swap Regulations

Open Date: 7/22/2013
Closing Date: 8/21/2013
See also:
78 FR 909 ,  1/7/2013  //  Open PDF Version PDF Version

17 CFR Chapter I Further Proposed Guidance Regarding Compliance With Certain Swap Regulations

Date Received ReleaseFirst NameLast NameOrganizationEdit
Data pager
Data pager
First PagePrevious Page
Next PageLast Page
Page size:
PageSizeComboBox
select
 94 items in 10 pages
04/18/201378 FR 909GuidoMantega 
04/15/201378 FR 909Ex ParteCommunicationCitigroup


Cleary
04/15/201378 FR 909Ex ParteCommunicationInstitute of International Bankers (IBB)
04/12/201378 FR 909Ex ParteCommunicationState Street Bank


Delta Strategies
04/10/201378 FR 909Ex ParteCommunicationRegis-TR
04/09/201378 FR 909Ex ParteCommunicationInvestment Industry Association of Canada
CIBC World Markets Inc.
Canaccord Financial Inc.
National Bank Financial
Raymond James Ltd. 
FirstEnergy Capital Corp. 
Assante Wealth Management Inc.
Macquarie Private Wealth Inc.
GMP Securities L.P.
BMO Capital Markets
TD Bank Group
Desjardins Group
RBC Dominion Securities
Scotiabank Global Banking and Markets 
RBC Capital Markets
03/21/201378 FR 909UnknownUnknownPublic Citizen
03/21/201378 FR 909UnknownUnknownAmericans for Financial Reform
03/15/201378 FR 909Ex ParteCommunicationBluecrest Capital


Brevan Howard US


Winton Capital Management Ltd.


Alternative Investment Mangement Association (AIMA)


Crossroad Strategies
03/13/201378 FR 909Ex ParteCommunicationBP