Proposed Rule
76 FR 27802
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PDF Version
17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants
Open Date:
5/12/2011
Closing Date:
7/11/2011
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| 09/16/2011 | 76 FR 27802 | Alexander | Holtan | Working Group of Commercial Energy Firms |
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| 09/20/2011 | 76 FR 27802 | Gary | Tilkin | Global Futures & Forex, Ltd. (GFF) |
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| 09/28/2011 | 76 FR 27802 | Ex Parte | Communication | Morgan Stanley |
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| 09/30/2011 | 76 FR 27802 | Eric | Rosen | UBS Securities LLC |
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| 10/04/2011 | 76 FR 27802 | Ex Parte | Communication | Macquarie Holdings (U.S.A) Inc. (MH)
Macquarie Group (MG)
Macquarie Group Limited (MGL)
Sullivan & Cromwell |
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| 10/05/2011 | 76 FR 27802 | Ex Parte | Communication | JP Morgan Chase & Co. |
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| 10/05/2011 | 76 FR 27802 | Ex Parte | Communication | Shell Energy N.A.
Shell Oil |
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| 10/13/2011 | 76 FR 27802 | Ex Parte | Communication | ABN AMRO, Amalgamated Metal Trading, Bank of America Merrill Lynch, BP Oil International, Citigroup, CME Group, Credit Suisse Securities, Deutsche Bank, Elliott Advisors, FOA, Goldman Sachs, ICE Futures, IG Group, JP Morgan, London Stock Exchange, Marex Financial, Monument Securities, Morgan Stanley, Natixis Commodity Markets, NYSE LIFFE, RWE Supply Trading, UBS |
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| 11/16/2011 | 76 FR 27802 | Andrew | Siff | Siff & Associates, PLLC |
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| 01/12/2012 | 76 FR 27802 | Unknown | Unknown | National Corn Growers Association (NCGA) and Natural Gas Supply Association (NGSA) |
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