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Comments for Proposed Rule 76 FR 7976

Proposed Rule  76 FR 7976  //  Open PDF Version PDF Version

17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations; Proposed Rule

*Note – This Proposed Rule contains forms which are not displayed in the HTML version.  To see the complete proposal, download the PDF version.

Open Date: 2/11/2011
Closing Date: 4/12/2011
See also:
77 FR 11252 ,  2/24/2012  //  Open PDF Version PDF Version

17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations

77 FR 17328 ,  3/26/2012  //  Open PDF Version PDF Version

17 CFR Parts 4, 145, and 147 Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations

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 109 items in 11 pages
07/20/201176 FR 7976Ex ParteCommunicationEquinox, Dechert LLP
07/20/201176 FR 7976Ex ParteCommunicationEquinox Fund Managment
Dechert LLP
07/20/201176 FR 7976Ex ParteCommunicationEquinox Fund Management, LLC


Dechert LLP
07/27/201176 FR 7976Ex ParteCommunicationSandalwood Securities
10/20/201176 FR 7976Ex ParteCommunicationDepartment of Treasury


Office of Management and Budget (OMB)


Securities and Exchange Commission (SEC)
11/10/201176 FR 7976Ex ParteCommunicationU.S. Securities and Exchange Commission (SEC)
12/13/201176 FR 7976Ex ParteCommunicationManaged Funds Association and Delta Strategy Group
01/27/201276 FR 7976Ex ParteCommunicationGSAM


PIMCO


SIFMA


Vanguard


Fidelity Investments
01/30/201276 FR 7976Ex ParteCommunicationInvestment Adviser Association
Managed Funds Association
02/01/201276 FR 7976Ex ParteCommunicationNational Rural Electric Cooperative Association (NRECA)


American Public Power Association (APPA)