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Comments for Proposed Rule 76 FR 6715

Proposed Rule  76 FR 6715  //  Open PDF Version PDF Version

17 CFR Part 23 Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants

Open Date: 2/8/2011
Closing Date: 4/11/2011
See also:
76 FR 58176 ,  9/20/2011  //  Open PDF Version PDF Version

17 CFR Part 23 Swap Transaction Compliance and Implementation Schedule: Trading Documentation and Margining Requirements Under Section 4s of the CEA

77 FR 55904 ,  9/11/2012  //  Open PDF Version PDF Version

17 CFR Part 23 Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants

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 85 items in 9 pages
06/03/201176 FR 6715MarcusSchuelerMarkit
06/14/201176 FR 6715Ex ParteCommunicationMizuho Securities USA, Inc. (MSUSA)
Sherman & Sterling LLP (Sherman & Sterling)
Sapient Global Markets (Sapient)
07/01/201176 FR 6715JohnWalshOffice of the Comptroller of the Currency
08/31/201176 FR 6715ThomasSextonNational Futures Associaton (NFA)
09/22/201176 FR 6715Ex ParteCommunicationGoldman Sachs & Co.
09/23/201176 FR 58176ChrisBarnard 
09/27/201176 FR 58176DavidSmithThe World Community
09/28/201176 FR 58176NoelClelandCitizen
09/28/201176 FR 6715Ex ParteCommunicationMorgan Stanley
09/28/201176 FR 58176RichardClark