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08/31/201277 FR 4716977 FR 47169SherriVenokurSVENOKUR LLC
09/01/201277 FR 46411 77 FR 46411 MarkGormanself
09/03/201277 FR 4716977 FR 47169ChrisBarnard 
09/04/201277 FR 4716977 FR 47169UnknownUnknown 
09/04/201275 FR 4177575 FR 41775Ex ParteCommunicationFIA and members of FIA’s OCR Technical Standards Working Group
09/04/201277 FR 4396877 FR 43968Ex ParteCommunicationFIA
09/05/201277 FR 4716977 FR 47169RobertGorhamCRT Capital Group, LLC
09/05/201277 FR 4716977 FR 47169WaltLukkenFutures Industry Associates
09/05/201277 FR 4716977 FR 47169DonaldWilsonDRW Trading Group
09/05/201275 FR 328175 FR 3281Ex ParteCommunication