Proposed Rule 83 FR 52902 // PDF Version
17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors
17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person
17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators (CPOs) and Commodity Trading Advisors: Family Offices and Exempt CPOs
17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications
SIFMA AMG
Wellington
T. Rowe Price
Vanguard
Stradley Ronon
Voya
MFS
IAA
Nuveen Investments
K&L Gates, LLP
Stradley Ronon Stevens & Young, LP
Wellington Management
