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Comments for Proposed Rule 77 FR 41109

Proposed Rule  77 FR 41109  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Open Date: 7/12/2012
Closing Date: 9/14/2012
See also:
76 FR 23732 ,  4/28/2011  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

76 FR 27621 ,  5/12/2011  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

76 FR 58176 ,  9/20/2011  //  Open PDF Version PDF Version

17 CFR Part 23 Swap Transaction Compliance and Implementation Schedule: Trading Documentation and Margining Requirements Under Section 4s of the CEA

79 FR 59898 ,  10/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 23 and 140 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

80 FR 41376 ,  7/14/2015  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements

81 FR 636 ,  1/6/2016  //  Open PDF Version PDF Version

17 CFR Parts 23 and 140 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

81 FR 34818 ,  5/31/2016  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements

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03/16/201579 FR 59898Ex ParteCommunication 
03/16/201579 FR 59898Ex ParteCommunicationCitadel LLC (Citadel), Convexity Capital Management (Convexity),  Tudor Investment Corporation (Tudor Investment), King Street Capital Management, L.P., Moore Capital Management, LP (Moore Capital),  Millennium Management LLC (Millennium Management), the D.E. Shaw Group, Delta Strategy Group,  Managed Funds Association (MFA)
03/23/201579 FR 59898Ex ParteCommunicationErnst & Young (E&Y)


Federal Reserve Board of Governors (FRB)
03/24/201579 FR 59898Ex ParteCommunicationSecurities Industry and Financial Markets Association - Asset Management Group
03/31/201579 FR 59898Ex ParteCommunicationInvestment Company Institute (ICI)
04/08/201579 FR 59898Ex ParteCommunicationNomura
04/08/201579 FR 59898Ex ParteCommunicationNomura
04/09/201579 FR 59898Ex ParteCommunicationISDA
04/14/201579 FR 59898Ex ParteCommunicationState Street, The Bank of New York Mellon, Northern Trust
04/21/201579 FR 59898Ex ParteCommunicationStructured Finance Industry Group (SFIG)