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Comments for Proposed Rule 76 FR 23732

Proposed Rule  76 FR 23732  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Open Date: 4/28/2011
Closing Date: 6/27/2011
Extended Date: 9/14/2012
See also:
76 FR 27621 ,  5/12/2011  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

76 FR 58176 ,  9/20/2011  //  Open PDF Version PDF Version

17 CFR Part 23 Swap Transaction Compliance and Implementation Schedule: Trading Documentation and Margining Requirements Under Section 4s of the CEA

77 FR 41109 ,  7/12/2012  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

79 FR 59898 ,  10/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 23 and 140 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

80 FR 41376 ,  7/14/2015  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements

81 FR 636 ,  1/6/2016  //  Open PDF Version PDF Version

17 CFR Parts 23 and 140 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

81 FR 34818 ,  5/31/2016  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements

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02/05/201579 FR 59898Ex ParteCommunicationAmerican Bankers Securities Association
02/09/201579 FR 59898Ex ParteCommunicationManaged Funds Association


Board of Governors of the Federal Reserve Bank
02/11/201579 FR 59898Ex ParteCommunicationGoldman Sachs
02/11/201579 FR 59898Ex ParteCommunicationGoldman Sachs (GS)
02/20/201579 FR 59898Ex ParteCommunicationSecurities Industry and Financial Markets Association (SIFMA)
02/20/201579 FR 59898Ex ParteCommunicationAmerican Bankers Association Securities Association (ABA/ABASA)
03/03/201579 FR 59898Ex ParteCommunicationGE Capital


Gibson, Dunn & Crutcher LLP
03/06/201579 FR 59898Ex ParteCommunicationThe Vanguard Group (Vanguard), T. Rowe Price Group, Inc. (TROW), Harbor Capital Advisors, Inc.,  Investment Company Institute (ICI)
03/06/201579 FR 59898Ex ParteCommunicationInvestment Company Institute (ICI)
03/11/201579 FR 59898UnknownUnknownAmerican Benefits Council; The Committee on Investment of Employee Benefit Assets; European Association of Paritarian Institutions; National Coordinating Committee for Multiemployer Plans; Pensions Europe and Pension Investment Association of Canada