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Comments for Proposed Rule 77 FR 11345

Proposed Rule  77 FR 11345  //  Open PDF Version PDF Version

17 CFR Part 4 Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators

Open Date: 2/24/2012
Closing Date: 4/24/2012
See also:
78 FR 52308 ,  8/22/2013  //  Open PDF Version PDF Version

17 CFR Part 4 Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators

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 68 items in 7 pages
04/24/201277 FR 11345JenniferHanManaged Funds Association
04/24/201277 FR 11345ThomasLloydCampbell & Company
04/24/201277 FR 11345DavidGoldbergThorp Reed & Armstrong, LLP
04/24/201277 FR 11345StevenJoenkAXA Equitable Funds Management Group, LLC
04/24/201277 FR 11345MartinLybeckerPerkins Coie LLP
04/24/201277 FR 11345MartinLybeckerPerkins Coie LLP
04/24/201277 FR 11345ThomasSextonNational Futures Association (NFA)
04/24/201277 FR 11345KarenBarrInvestment Adviser Association
04/24/201277 FR 11345ThomasBalliettKramer Levin Naftalis & Frankel LLP
04/24/201277 FR 11345KarrieMcMillanInvestment Company Institute (ICI)