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Comments for Proposed Rule 81 FR 96704

Proposed Rule  81 FR 96704  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150 and 151 Position Limits for Derivatives

Open Date: 12/30/2016
Closing Date: 2/28/2017
See also:
78 FR 76787 ,  12/19/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

81 FR 38458 ,  6/13/2016  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

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 472 items in 10 pages
02/28/201781 FR 96704StephenComstockAmerican Petroleum Institute
02/28/201781 FR 96704ToddKempNational Grain and Feed Association
02/28/201781 FR 96704WaltLukkenFutures Industry Association
02/28/201781 FR 96704MarkBemisArcher Daniels Midland Company
02/28/201781 FR 96704StevenBunkinCastleton Commodities International, LLC
02/28/201781 FR 96704NathanEndrudNatural Gas Supply Association (NGSA)
02/28/201781 FR 96704MichaelSweeneyEversheds Sutherland (US) LLP on behalf of The Commercial Energy Working Group and The Commodity Markets Council
02/28/201781 FR 96704EmilySpottMinneapolis Grain Exchange, Inc.
02/28/201781 FR 96704ChuckConnerNational Council of Farmer Cooperatives
02/28/201781 FR 96704SusanGallantICE Futures U.S., Inc.
02/28/201781 FR 96704KaraDuttaIntercontinental Exchange
02/28/201781 FR 96704GregWhalleyCopperwood Asset Management LP
02/28/201781 FR 96704LopaParikhEdison Electric Institute
02/28/201781 FR 96704EdwardGallagherDairy Farmers of America
02/28/201781 FR 96704JenniferHanMFA, SIFMA AMG, AIMA
02/28/201781 FR 96704KathleenCroninCME Group Inc.
02/28/201781 FR 96704NadiaZakirPacific Investment Management Company LLC ("PIMCO")
02/28/201781 FR 96704DavidPerlmanThe Coalition of Physical Energy Companies (COPE)
02/28/201781 FR 96704DennisKelleherBetter Markets Inc.
02/28/201781 FR 96704SherriStonePetroleum Marketers Association of America (“PMAA”) and the New England Fuel Institute (“NEFI”)
02/23/201781 FR 96704StevenKennedyInternational Swaps and Derivatives Association, Inc. (ISDA)
11/30/201680 FR 10022Ex ParteCommunicationThe Andersons Inc.; Wells Fargo Securities LLC; Bunge North America Inc.; Team Marketing Alliance; CGB Enterprises; Perdue Agribusiness; Archer Daniels Midland Co. and National Grain and Feed Association
11/15/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
11/08/201681 FR 38458LayneCarlsonMinneapolis Grain Exchange (MGE)
11/02/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
10/18/201680 FR 10022Ex ParteCommunicationCME
09/29/201680 FR 10022Ex ParteCommunicationNodal Exchange/Nodal Clear Management Team
09/29/201681 FR 38458WaltLukkenFutures Industry Association (FIA)
09/28/201681 FR 38458KaraDuttaIntercontinental Exchange Inc. (ICE)
09/20/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
09/19/201680 FR 10022Ex ParteCommunicationManaged Funds Association; Millennium Management LLC; PDT Partners, LLC; and Delta Strategy Group
09/19/201680 FR 10022Ex ParteCommunicationDelta Strategy Group
09/15/201681 FR 38458UnknownUnknownCME Group Inc.
09/15/201681 FR 38458UnknownUnknownCME Group Inc.
09/12/201681 FR 38458KathleenCroninCME Group Inc. (CME Group)
09/01/201681 FR 38458KathleenCroninCME Group Inc.
09/01/201681 FR 38458UnknownUnknownIntercontinental Exchange (ICE)
07/26/201680 FR 10022Ex ParteCommunicationCME
07/18/201681 FR 38458UnknownUnknownNational Cotton Council of America (NCC), American Cotton Shippers Association (ACSA), and Amcot
07/14/201681 FR 38458RobertRutkowski 
07/14/201681 FR 38458RobertRutkowski 
07/13/201681 FR 38458MarcusStanleyAmericans for Financial Reform
07/13/201681 FR 38458JamesColluraPetroleum Marketers Association of American and the New England Fuel Institute
07/13/201681 FR 38458SteveSuppanInstitute for Agriculture and Trade Policy
07/13/201681 FR 38458KevinBattehCommodity Markets Council
07/13/201681 FR 38458PhillipLookadooInternational Energy Credit Association
07/13/201681 FR 38458AnitaHerreraNodal Exchange, LLC
07/13/201681 FR 38458MeghanGruebnerSutherland Asbill & Brennan LLP on behalf of The Commercial Energy Working Group
07/13/201681 FR 38458LauraMartinSIFMA AMG
07/13/201681 FR 38458WilliamShieldsWholesale Markets Brokers Association, Americas