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Comments for Proposed Rule 76 FR 1214

Proposed Rule  76 FR 1214  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

 

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Open Date: 1/7/2011
Closing Date: 3/8/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

78 FR 33476 ,  6/4/2013  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

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 241 items in 25 pages
06/03/201176 FR 25274JoelleOggDC Energy, LLC
03/08/201176 FR 1214WaynePestoneFX Alliance Inc.
03/08/201176 FR 1214DavidPhelanState Street Corporation
11/30/201276 FR 1214RobertPickelInternational Swaps and Derivatives Association, Inc. (ISDA)
03/08/201176 FR 1214ScottPintoffGFI Group, Inc.
06/03/201176 FR 25274DianaPrestonABA and ABASA
06/03/201176 FR 1214DianaPrestonABA and ABASA
03/08/201176 FR 1214JerryPutnamTRUMARX DATA PARTNERS, INC
07/29/201176 FR 1214JeffreyRamseyGeneva Energy Markets, LLC Geneva Trading USA, LLC
12/03/201076 FR 1214EdwardRosenBank of America Merrill Lynch; Barclays Capital; BNP Paribas; Citi; Credit Agricole Corporate and Investment Bank; Credit Suisse Securities (USA);