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Comments for Proposed Rule 85 FR 35820

Proposed Rule  85 FR 35820  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools

Open Date: 6/12/2020
Closing Date: 8/11/2020
See also:
81 FR 51824 ,  8/5/2016  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Persons

83 FR 52902 ,  10/18/2018  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors

85 FR 78718 ,  12/7/2020  //  Open PDF Version PDF Version

17 CFR Part 3 Exemption From Registration for Certain Foreign Intermediaries

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 53 items in 6 pages
08/21/201983 FR 52902Ex ParteCommunication

SIFMA AMG

T. Rowe Price

Stradley Ronon Stevens & Young, LP

Wellington Management
07/02/202085 FR 35820Ex ParteCommunicationSIFMA AMG
09/16/202085 FR 35820Ex ParteCommunicationSecurities Industry and Financial Markets Association, Asset Management Group
12/17/201883 FR 52902AndrewCrossPerkins Coie LLP
08/23/201681 FR 51824SunilCutinhoCME Group
12/13/201883 FR 52902ToddFlunkerMarshall Street Capital, Inc.
12/17/201883 FR 52902ToddFlunkerMarshall Street Capital, Inc
12/17/201883 FR 52902ToddFlunker 
12/05/201883 FR 52902ClaytonHamlinLBCW
09/02/201681 FR 51824JenniferHanMFA