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Comments for Proposed Rule 83 FR 52902

Proposed Rule  83 FR 52902  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors

Open Date: 10/18/2018
Closing Date: 12/17/2018
See also:
84 FR 67343 ,  12/10/2019  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person

84 FR 67355 ,  12/10/2019  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators (CPOs) and Commodity Trading Advisors: Family Offices and Exempt CPOs

85 FR 40877 ,  7/8/2020  //  Open PDF Version PDF Version

17 CFR Part 4  Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications

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 40 items in 4 pages
12/13/201883 FR 52902SvetlanaLoshakovMoreland Management Company
12/13/201883 FR 52902StevenNuttRidama Capital LLC
12/13/201883 FR 52902DebraStetterSchiff Hardin LLP
12/14/201883 FR 52902CarlottaKingManaged Funds Association
12/17/201883 FR 52902JiříKrólAlternative Investment Management Association (AIMA)
12/17/201883 FR 52902AndrewCrossPerkins Coie LLP
12/17/201883 FR 52902ChristopherAugusteKramer Levin Naftalis & Frankel LLP
12/17/201883 FR 52902ToddFlunkerMarshall Street Capital, Inc
12/17/201883 FR 52902AndrewLomNorton Rose Fulbright US LLP
12/17/201883 FR 52902ToddFlunker