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Comments for Orders and Other Announcements 78 FR 43785

Orders and Other Announcements  78 FR 43785  //  Open PDF Version PDF Version

17 CFR Chapter I Exemptive Order Regarding Compliance With Certain Swap Regulations

Open Date: 7/22/2013
Closing Date: 8/21/2013
See also:
78 FR 909 ,  1/7/2013  //  Open PDF Version PDF Version

17 CFR Chapter I Further Proposed Guidance Regarding Compliance With Certain Swap Regulations

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01/11/201378 FR 909Ex ParteCommunicationMizuho US


Sumitomo Mitsui Banking Corporation (SMBC)
01/23/201378 FR 909Ex ParteCommunicationMorrison & Foerster LLP
01/25/201378 FR 909Ex ParteCommunicationAlternative Invement Management Association (AIMA)


Managed Funds Association (MFA)


Delta Strategies
01/30/201378 FR 909Ex ParteCommunicationRabobank
02/19/201378 FR 909Ex ParteCommunicationNomura


RBC


Deutsche Bank


Natisis Commodity Markets


Citigroup


BP


Newedge


Goldman Sachs


ICAP


ICE Futures Europe


CME Europe


Nasdaq OMX


LME


LCH Clearnet


UBS


Jefferies


BNP Paribas


Mizuho Securities USA


FOA


US Embassy
02/25/201378 FR 909Ex ParteCommunicationDavis Polk
03/13/201378 FR 909Ex ParteCommunicationBP
03/15/201378 FR 909Ex ParteCommunicationBluecrest Capital


Brevan Howard US


Winton Capital Management Ltd.


Alternative Investment Mangement Association (AIMA)


Crossroad Strategies
04/09/201378 FR 909Ex ParteCommunicationInvestment Industry Association of Canada
CIBC World Markets Inc.
Canaccord Financial Inc.
National Bank Financial
Raymond James Ltd. 
FirstEnergy Capital Corp. 
Assante Wealth Management Inc.
Macquarie Private Wealth Inc.
GMP Securities L.P.
BMO Capital Markets
TD Bank Group
Desjardins Group
RBC Dominion Securities
Scotiabank Global Banking and Markets 
RBC Capital Markets
04/10/201378 FR 909Ex ParteCommunicationRegis-TR